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registered investment company การใช้

ประโยคมือถือ
  • In addition, performance fees may be charged to registered investment companies only under certain conditions.
  • Pacific Asset Management currently manage registered investment companies under the Investment Company Act of 1940 as well as separate accounts.
  • WEBS are similar to Spiders except that each share is a unit of ownership in a registered investment company that holds portfolios of stocks for different countries.
  • For registered investment companies, it found that mutual funds are the most susceptible to money laundering because money launders can get easy access to their money.
  • If the statutory trust is, or will become, a registered investment company, it must maintain a registered agent and a registered office within the State of Delaware.
  • For example, the Football Fund, a Dublin-registered investment company, raised 33 million pounds in February for investments in soccer teams and stocks of soccer-related companies.
  • ICI membership is open to Securities and Exchange Commission-registered investment companies ( mutual funds, closed-end funds, ETFs, and UITs ), their investment advisers, and underwriters.
  • ICI s research department includes economists and research analysts who collect and disseminate data on all types of registered investment companies; in 2012 they released more than 160 statistical reports examining various aspects of the industry.
  • "Neither the Adviser not the Sub-Adviser has any prior experience managing a U . S . registered investment company, " the prospectus states, referring to Garzarelli Investment Management and Affinity Investment Advisers.
  • AAM has over 35 years of experience in the fixed income markets and is a United States Securities and Exchange Commission ( SEC ) registered investment company and member of the Financial Industry Regulatory Authority ( FINRA ) and Securities Investor Protection Corporation ( SIPC ).
  • The Miramar Trade Center is owned and operated by the Cuban joint venture company Inmobiliaria Monte Barreto S . A . which in turn is owned jointly by Corporaci髇 CIMEX S . A . ( a diversified commercial corporation owned by the Cuban government ) and CEIBA Investments Ltd . ( a Guernsey registered investment company ).